In this section, we present a theoretical analysis of an associative algebra model using Dirac’s gamma matrices, which are related to direct-product operators constructed from quaternions or, equivalently, Pauli’s matrices and an identity matrix, versus the non-associative algebra model based on octonion and sedenion operators. This work extends Dirac’s original theory of the electron to three generations of leptons and quarks. It opens up the Standard Model beyond the ad hoc assumption of point-like elementary fermions. We show that sedenion algebra provides a pivotal link to the SU(5) symmetry of GUT. This hyper-complex operator model with higher degrees of freedom leads precisely to three generations of leptons/quarks with internal structures.
2.1. Dirac Equation
According to Dirac’s theory of the electron, when using the gamma matrices, one has
where the natural unit
is used. Here, we define five 2 × 2 matrices, including Pauli’s matrices
and an identity matrix
, as
Equivalently, using the matrices and , the Dirac equation can also be expressed as The identity matrix and three Pauli matrices form the basis operators for quaternion algebra. Based on Dirac’s first-order differential equation in spacetime, one obtains Einstein’s relativistic mass–energy relation . These Dirac gamma matrices are used in the Dirac equation. However, the product of these matrices does not satisfy the closure property; for example, it does not belong to the same set. Therefore, these five operators do not form a group.
In the Standard Model, the same Dirac equation is used for all leptons and quarks; assuming these particles are point-like objects with an infinitely small volume, it does not offer physical explanations for why there are precisely three generations. To generalize the Dirac equation to higher dimensions, and to account for three fermion generations by incorporating internal structural dynamics, we consider in the following sections two modeling approaches, i.e., a direct-product matrix model of 16 associative 4 × 4 matrices versus the non-associative hype-complex algebra of 16 sedenion basis operators.
2.2. Associative Algebra of 16 Direct-Product Matrices
To generalize Dirac’s description of the electron using four Dirac gamma matrices
we can define a set of direct-product operators using three Pauli matrices and an identity matrix as
One can show that the eight-element set of direct-product operators forms a group with the closure property for multiplication. Similarly, one can show that the other two sets
and
form a group for multiplication. These direct-product operators can be related to the sixteen direct-product matrices of quaternions. The multiplication table for the sixteen direct-product operators, which are related to Dirac’s gamma matrices, is illustrated in
Figure 1.
Here, we summarize their multiplication rules for these sixteen direct-product operators:
and
and
This 16-element group contains three 8-element subgroups, namely,
,
and
. These three subgroups with eight elements of 4 × 4 matrices satisfy the closure and associative properties. They differ from the non-associative octonion algebra, which will be discussed in detail later in
Section 2.3.
Here, we examine the mass–energy relation based on the operators according to the first sub-group
. We propose to extend Dirac’s equation involving four gamma matrices to higher dimensions involving eight direct-product operators as
By taking the square of both sides of the equation, one obtains
or, equivalently, according to the multiplication rules in
Figure 1, one has
Similarly, for the second assignment, one has
and for
, one obtains
In Equation (4A,D,E), the last two terms of the equations involve operators , which lead to mass–energy oscillations in time for a lepton and quark. Therefore, such results are neither consistent with experimental observations nor in agreement with Einstein’s mass–energy relation, which contains additional kinetic energy due to a particle’s internal structural dynamics. Therefore, although the 16-element group of direct-product operators has three 8-element subgroups, the above direct-product model cannot represent three generations of leptons and quarks. In the following sections, we will discuss the non-associative sedenion and octonion algebras, and show that they do not encounter these problems faced by the associative direct-product operator model.
2.3. Non-Associative Octonion Algebra and a Single Fermion Generation
We consider the octonion algebra to avoid the problems faced by the direct-product matrix model. Any element
and its conjugate
in the octonion algebra can be expressed in terms of the identity operator
and seven other octonion unit operators
where
satisfies the anti-commutative relation
for a different pair of indices. These non-associative octonion operators follow the specific multiplication rules in
Figure 2.
For the octonion algebra of
Figure 2, the fourth element anti-commutes with all other operators except the identity operator. However, in
Figure 1, for the direct-product operators, the fourth element
,
or
is commutative with all other operators, except the identity element. This property is essential for the corresponding mass–energy relation to be consistent with Einstein’s relativity. Therefore, the model with seven non-associative but anti-commutative octonion operators is the correct model to describe a single generation of leptons or quarks. The octonion model invokes three extra degrees of freedom to represent the internal structural dynamics of a fermion as three momentum components concerning the center-of-mass reference frame. In contrast, the other three anti-commutative operators define the external degrees of freedom as three momentum operators for the particle concerning the laboratory frame.
2.4. Three Octonion Sub-Algebras in Sedenion Algebra and Three Generations of Charged/Neutral Leptons
In the previous section, we explained that the octonion algebra leads to only one fermion generation. To accommodate three generations, one needs to consider a higher-dimensional hypercomplex algebra, namely, the sedenion algebra. The sedenion algebra consists of 16 basis sedenion operators , denoted sequentially.
The multiplication rules for 16 sedenion basis operators are given in
Figure 3 and are different from the table for the direct-product operator model shown earlier in
Figure 1.
As can be seen from
Figure 3, the sedenion algebra contains three distinct types of the octonion algebra, which are denoted by
,
and
. The multiplication tables for these three distinct types of octonion algebra are illustrated in
Figure 4.
We examine here the mass–energy relation according to the octonion algebra of
that represents the basis octonion operators
sequentially. We can generalize Dirac’s equation and utilize
The above result is consistent with Einstein’s mass–energy relation, indicating that the octonion model gives rise to a single generation of fermions with an internal structural dynamic. Similarly, for
and
, one can obtain
and
The three above equations reproduce Einstein’s mass–energy relation, e.g.,
for a particle with an effective rest mass
, which contains the kinetic energy of its internal structural dynamics. Equation (6A–C) can represent three generations of charged leptons, namely the electron, the muon and the tau. For three generations of neutral leptons, i.e., the corresponding neutrino for each generation of leptons, we use the following assignments:
Owing to the absence of
in the above results for three neutrino generations, one has a vanishingly small rest mass
if
is close to zero. Unlike the cases for the charged leptons, one has
where
, even if
is close to zero. According to the above sedenion model, their masses could be close to zero and are much smaller than those of their corresponding leptons. The experimental observations of flavor mixing and the mass oscillations among three generations of neutrinos are believed to be induced by the symmetry-breaking mechanism of the sedenion algebra. It will be shown later in
Section 2.6 that the sedenion algebra can be linked to SU(5). The symmetry breaking of SU(5) into SU(3)
SU(2)
U(1) might be caused by the flavor mixing and mass oscillations of neutrinos.
2.5. Sedenion Algebra and Three Generations of Quarks
Here, we propose the following assignments of the sedenion operators for three quark generations:
One could also make different assignments to the generalized energy and momentum operators for the other three heavier quark generations.
According to the above operator assignments, there are six possible types of assignments for the quarks, namely, the assignments in Equation (8A–C) could be related to the lighter three-member family of the up, charm and top quarks, while the assignments in Equation (9A–C) could be linked to the heavier three-member family of the bottom, strange and bottom quarks. Thus, the sedenion algebra is shown to lead naturally to six types of quarks of the Standard Model.
2.6. Mapping Octonions to SU(3) Generators and Sedenion to SU(5) Generators
In this section, we discuss the mapping of the octonion operators to 8 SU(3)’s generators and the mapping of sedenion operators to 24 SU(5) generators. Each type of octonion operator can be shown to be related to Clifford algebra
[
20]. Here, we define three pairs of fermion creation and annihilation operators, which satisfy the anti-commutation relations as
For the first lepton/quark generation, these eight basis octonion operators are denoted by
One can define a tensor product
to construct the following eight SU(3) generators, which are related to Gell-Mann’s lambda matrices
as
We have shown above that the eight lambda matrices, as the SU(3) generators, can be constructed by because the sedenion algebra consists of three octonion sub-algebras, similar to other octonion basis sets, e.g., to make two other lambda-matrix generators. Together with the U-type, V-type and W-type octonion algebras, which are the three distinct sub-algebras of the sedenion algebra, we can build altogether 24 generators for SU(5).
In Equation (10) we use octonion basis operators for the construction of three pairs of creation and annihilation operators which could be employed to construct eight 3 × 3 lambda matrix generators for the SU(3) symmetry group. Here, by extending the use of three pairs of creation and annihilation operators for the octonion algebra, we can now define five pairs of fermion creation and annihilation operators as
or, equivalently,
Similar to the construction of eight 3 × 3 lambda matrices in Equation (10C) for the SU(3) generators from three pairs of creation and annihilation operators, from five pairs of fermionic creation and annihilation operators, we could construct a total of twenty-four generalized lambda matrices as the SU(5) generators. Put simply, there are eight 3 × 3 matrix generators in SU(3). The number eight equates to the square of three minus one by excluding an identity matrix, whereas in SU(5), there are twenty-four 5 × 5 matrix generators, which equal the square of five minus one by excluding an identity matrix. Similar to the automorphic relationship between the octonion algebra and SU(3), in this work, we establish the relationship between the sedenion algebra and SU(5). We have shown in Equation (10C) the explicit assignments of the SU(3) generators from pairs of the octonion basis operators. Similar pair assignments of sedenion operators to the twenty-four lambda generators for SU(5) are quite lengthy but straightforward, and will not be given here. Using the five pairs of fermionic creation and annihilation operators, one can construct ten pairs of 5 × 5 SU(5) generator matrices as
for
With the same indices, one can make four diagonal but orthogonal 5 × 5 matrices. Therefore, among these twenty-four SU(5) generators represented by 5 × 5 generalized lambda matrices, there are four diagonal matrices and twenty off-diagonal matrices. The SU(5) symmetry plays an essential role in the GUT (grand unification theory) [
27,
28], which has been advocated to unify the electromagnetic, weak and strong interactions of elementary particles. These three types of the eight-element octonion algebra are not independent of each other because they contain the same quaternion algebra
. The cooling of the universe after the Big Bang plays a vital role in the symmetry breaking of SU(5) to become SU(3)
SU(2)
U(1), and in the breakdown of the sedenion algebra into a direct product of octonion and quaternion algebras. Such a breakdown results in the flavor mixing of neutrinos and their mass oscillations.
Similar to the construction of eight of 3 × 3 lambda matrices in Equation (10C), for the SU(3) generators from three pairs of creation and annihilation operators, from pairs of five fermionic creation and annihilation operators, one can build a total of twenty-four generalized lambda matrices as the SU(5) generators. Using the five pairs of the fermionic creation and annihilation operators, one can construct ten pairs of 5 × 5 off-diagonal SU(5) generator matrices as
for
With the same indices, one can build four off-diagonal but orthogonal 5 × 5 matrices. Therefore, among these twenty-four SU(5) generators represented by 5 × 5 generalized lambda matrices, there are four diagonal matrices and twenty off-diagonal matrices. The SU(5) symmetry plays an essential role in the GUT (grand unification theory) [
27,
28] and it has been advocated to unify the electromagnetic, weak and strong interactions of elementary particles. These three types of the eight-element octonion algebra are not independent of each other because they contain the exact quaternion algebra
.